Notes:


1. ADRs (American Depository Receipts) represent ownership of non-U.S. company shares which can be traded in U.S. markets. Investors with ADR settled positions will be charged ADR Fees by DTC (Depository Trust Company), commonly at $0.01-$0.05 per share every financial year. DTC (Depository Trust Company) has started charging ADR Fees from broker-dealers and clearing firms since 2008, which in turn pass the fees to the investors.


2. Stocks include individual stocks, OTC stocks, preferred stocks, etc.


3. $0 Platform fee is available to U.S. residents trading U.S. investments through Moomoo Financial Inc.

Notes:


1. The Options Regulatory Fee ('ORF') is a fee assessed by exchanges on their members. The ORF fees are typically passed-through by members to their customers. ORF is collected by The Options Clearing Corp ("The OCC") on behalf of the U.S. options Exchanges. The stated purpose of the fee is to recover a portion of the costs related to the supervision and regulation of the options markets. These activities include routine surveillance, investigations, as well as policy, rule making, interpretive and enforcement activities. The applicable fee rate may result in a discrepancy with the fee charged by the upstream brokers or the relevant exchanges, and any excess fee will be retained while deficiency will not be charged to clients.


2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc.'s clients.


3. ORF Fee varies by options exchange. Moomoo Financial Inc. will pass through to its customers the blended rate charged by its clearing broker. The clearing broker may periodically adjust the such blended rate. The rate that you are charged will be shown on your trade confirmations. $0 Platform fee is available to U.S. residents trading U.S. investments through Moomoo Financial Inc.

Notes:


1. The Options Regulatory Fee ('ORF') is a fee assessed by exchanges on their members. The ORF fees are typically passed-through by members to their customers. ORF is collected by The Options Clearing Corp ("The OCC") on behalf of the U.S. options Exchanges. The stated purpose of the fee is to recover a portion of the costs related to the supervision and regulation of the options markets. These activities include routine surveillance, investigations, as well as policy, rule making, interpretive and enforcement activities. The applicable fee rate may result in a discrepancy with the fee charged by the upstream brokers or the relevant exchanges, and any excess fee will be retained while deficiency will not be charged to clients.


2. The OCC fees are fees charged by the OCC to its members. Like the ORF, these fees are passed through from the clearing broker to Moomoo Financial Inc's clients.


3. For details about exchange proprietary fees, click here.
4. Clients will be charged the Exchange Proprietary Index Option Fees associated with the Proprietary Index Options products provided by the Chicago Board Options Exchange (CBOE), which are subject to change without notice. A copy of the CBOE Options Exchange Fee Schedule can be found on www.cboe.com. From time to time, Moomoo Financial Inc. may run promotions that waive the Exchange Proprietary Index Option Fees. $0 Platform fee is available to U.S. residents trading U.S. investments through Moomoo Financial Inc.